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FINRA Resources for Investors - Tips and tools for investors from the Financial Industry Regulatory Authority, Inc. (FINRA)

CERTIFIED FINANCIAL PLANNER™ Professional Board Public Disciplinary History - Look up a CFP® professional and see their CFP Board Public Disciplinary History

CFP Board of Standards, Inc. "Standards of Professional Conduct" - The CFP Board of Standards, Inc. "Standards of Professional Conduct"

Securities Management and Research, Inc./BFC Planning, Inc. - Learn more about my Broker/Dealer's and Registered Investment Advisor's policies and disclosures.

FINRA BrokerCheck® - Check the background of this investment professional on FINRA BrokerCheck®

FINRA website - The homepage of the Financial Industry Regulatory Authority.

SIPC - The homepage of the Securities Investor Protection Corporation.

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